Farrer & Co

Counting wealth and asset managers, fintech firms, and private banks among its roster of clients, Farrer & Co handles a range of matters concerning consumer duty, ESG regulation, compliance issues, governance, and regulatory developments. Noted for its ‘high level of competence, professionalism, commitment, client focus, flexibility, and friendliness’. Grania Baird heads the practice, bringing expertise in retail client compliance, consumer duty, product governance, outsourcing, and FCA-authorised fund operations. Andrew Peterkin specialises in investment fund formation and management, securities regulation, AIFMD compliance, fintech product launches, and advising non-financial institutions on the regulatory impact of financial services legislation. Katy Ruddell is a seasoned non-contentious lawyer focusing on conduct of business, regulated lending, mortgages, and SMCR compliance, well-equipped to advise private banks, wealth managers, and family offices.