Schulte Roth & Zabel LLP’s core client base predominantly consists of notable private investment funds including hedge, private equity, and regulated funds. The group is well-versed in regulatory investigations and enforcement matters, as well as investment activities such as market manipulation and potential insider trading. Leading the team are Charles Clark, based in Washington DC, who co-chairs the firm’s securities enforcement practice, while Craig Warkol,based in New York, chairs the firm’s litigation group. Michael Swartz departed the team to Quinn Emanuel Urquhart & Sullivan, LLP in March 2025.
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- 'Extremely experienced in litigation.'
- 'Extremely hard-working.'
Kernmandanten
- Aimia
- Candlestick Capital Management
- Credit Suisse
- Driver Opportunity Partners
- Empery Asset Management
- Industrial and Commercial Bank of China Financial Services
- Instinet
- Interactive Brokers
- Maltese Capital Management
- Mill Point Capital
Highlight-Mandate
- Represented Nexo Capital Inc. in parallel investigations brought by the SEC, CFPB and numerous state regulatory agencies related to the company’s offering of an interest-earning product.
- Represented Murchinson and two executives in a long-running SEC investigation and related civil litigation relating to trading in the convertible securities of three Greek shipping companies.
- Representing Maltese Capital Management and Patriot Financial Partners in connection with a high-profile dispute over the sale of a stake in a bank.
Anwält*innen
Praxisleitung
Charles Clark; Craig Warkol
Weitere Kernanwält*innen
Julia Beskin; William Gussman; Douglass Koff; John Nowak